PARLIAMENTARY DEBATE
Public Office (Accountability) Bill (Fourth sitting) - 2 December 2025 (Commons/Public Bill Committees)
Debate Detail
Chair(s) † Peter Dowd, Sir Roger Gale
Members† Asser, James (West Ham and Beckton) (Lab)
† Atkinson, Catherine (Derby North) (Lab)
† Botterill, Jade (Ossett and Denby Dale) (Lab)
† Byrne, Ian (Liverpool West Derby) (Lab)
† Collinge, Lizzi (Morecambe and Lunesdale) (Lab)
† Cross, Harriet (Gordon and Buchan) (Con)
† Davies-Jones, Alex (Parliamentary Under-Secretary of State for Justice)
† Dewhirst, Charlie (Bridlington and The Wolds) (Con)
† Eagle, Maria (Liverpool Garston) (Lab)
† Irons, Natasha (Croydon East) (Lab)
† Logan, Seamus (Aberdeenshire North and Moray East) (SNP)
† McAllister, Douglas (West Dunbartonshire) (Lab)
† Midgley, Anneliese (Knowsley) (Lab)
† Morrison, Mr Tom (Cheadle) (LD)
† Mullan, Dr Kieran (Bexhill and Battle) (Con)
† Munt, Tessa (Wells and Mendip Hills) (LD)
† Powell, Joe (Kensington and Bayswater) (Lab)
ClerksKevin Candy and Claire Cozens, Committee Clerks
† attended the Committee
Public Bill CommitteeTuesday 2 December 2025
(Afternoon)
[Peter Dowd in the Chair]
Public Office (Accountability) BillAmendment proposed (this day): 27, in clause 5, page 5, line 21, at end insert—
Question again proposed, That the amendment be made.
Amendment 33, in clause 5, page 5, line 21, at end insert—
“(1A) Where an offence under this section is committed by—
(a) a public authority, or
(b) a body corporate with relevant public responsibility under section 4 of this Act,
the chief officer or chief executive (as well as the public authority or body corporate) is guilty of the offence and liable to be proceeded against and punished accordingly.”
This amendment would place a personal responsibility on the chief officer or chief executive of a public authority or a corporate body with public responsibility under Clause 4 for an offence of failing to comply with the duty of candour and assistance.
Amendment 44, in clause 5, page 5, line 21, at end insert—
“(1A) Where the duty falls on a public authority or other body, responsibility for the discharge of that duty falls on the Chief Officer or Chief Executive for the purposes of this section.”
Amendment 34, in clause 11, page 9, line 24, at end insert—
“(1A) Where an offence under this section is committed by a public authority, the chief officer or chief executive (as well as the public authority) is guilty of the offence and liable to be proceeded against and punished accordingly.”
This amendment would place a personal responsibility on the chief officer or chief executive of a public authority for an offence of misleading the public.
Amendment 45, in clause 11, page 9, line 24, at end insert—
“(1A) Where the act or statement is made by or in the name of the public authority, responsibility for it lies on the Chief Officer or Chief Executive for the purposes of this section”
It is so important that we emphasise how fundamental command responsibility is to the Bill. We must never have a repeat of what those families will be saying in the next 30 minutes. Without clear responsibility resting with the chief officer or chief executive, the corporate offences in the Bill will be basically impossible to enforce, leaving bereaved families, like those we will listen to today, and survivors with an aspirational duty, I feel, rather than a practical one. We cannot allow that to happen, and this opportunity to be missed.
Minister, you have done so much to get us to this position. So much of this legislation is down to your efforts, and our collective efforts over the last six months, but I urge you to listen to the fears that are being voiced today by Members on both sides of the Committee, because I firmly believe that, in its present form, this provision fatally undermines the effectiveness of the Bill, and the intention behind it, which we all support, to change the culture of cover-ups.
The whole Bill is about creating a new culture and accountability. Whenever an individual fails in their duty, they should be held accountable—whoever they are—and that can carry up to two years’ imprisonment. It is a privilege to see you in the Chair, Mr Dowd, but in this morning’s session, before you were in the Chair, I said that this entire Bill Committee is about listening. It is about listening to the families, campaigners and those who have come before, and considering all the work they have done to get us to this place. It is about listening to them with regard to what it means for the Bill to be a Hillsborough law.
I have listened to my hon. Friend the Member for Liverpool West Derby and other Committee members today, and I am committed to meeting him and finding a way forward. If there are genuine concerns regarding command responsibility, and Members feel that we are not going far enough, I am committed to listening and working with my hon. Friend on a way forward.
Amendment, by leave, withdrawn.
Question proposed, That the clause stand part of the Bill.
Clause 5 provides that an individual or authority
“commits an offence if…they fail to comply with the duty”
In relation to the first stage of the duty, the duty to notify, they must have intended to impede the inquiry or investigation by that failure. As for the second stage, the duty to comply with a compliance direction, they must have either intended to impede the inquiry or investigation or been reckless as to whether they would do so.
The intention and recklessness threshold also applies in relation to any breach of the duty on leaders of authorities that fail to put in measures to secure compliance with the duty by the authority and its officers. We have made this distinction in tests between the two stages because, in relation to the duty to notify, we do not want to criminalise someone for genuinely being unaware of an inquiry or investigation. Clause 5(2) sets out the penalties for those convicted of the offence, either on summary conviction at a magistrates court or on indictment at a Crown court. In the latter, the maximum prison sentence for this offence is imprisonment for a term not exceeding two years or a fine, or both.
Question put and agreed to.
Clause 5 accordingly ordered to stand part of the Bill.
Clause 6
Security and intelligence information
“(2A) Where an obligation to give notification would have arisen under section 2(3), save for the exemptions in subsection (2), the head of the relevant intelligence service must provide a written notification to the Intelligence and Security Committee of the UK Parliament summarising the acts that may be relevant to an inquiry or investigation.”
This amendment aims to provide accountability for intelligence services and their operations in relation to the duty of candour and its exemptions from them.
Clause stand part.
Amendment 39, in schedule 2, page 41, line 14, at end insert—
“(ja) the intelligence services, or”.
Amendment 40, in schedule 2, page 43, line 31, at end insert—
“(ia) the intelligence services, or”.
Amendments 39 and 40 would add the intelligence services to the lists of public authorities in Schedule 2 for the purpose of defining “public authority” in relation to this Bill.
Clause 6 is separate and distinct because it applies to the intelligence services. We heard evidence about the provisions in clause 6 in the evidence session, as well as at a useful special meeting that some Committee members attended with two heads and a deputy head of the three intelligence services. As the shadow Minister pointed out, the evidence from that special meeting and the evidence session has highlighted that there are potentially some contradictory views. Nevertheless, my problem with clause 6(2)(a) is that it is basically a get-out clause; it allows the head of an intelligence service to opt out of the overall duty of candour where that would, according to the Bill, contravene the Official Secrets Act 1989.
I understand that there are special circumstances regarding the intelligence services, as was ably described to us by Sir Ken McCallum, when he said, “I don’t know who all my agents are, and I am not sure that I know all of their activities.” That is fair enough; one can readily understand why that might be the case. Nevertheless, there should be no overall escape clause for the intelligence services. Having said that, I understand that there will be circumstances in which it is necessary to maintain secrecy about certain aspects of what the intelligence services do.
My amendment would give a role to the Intelligence and Security Committee, which is a Committee of the House, by requiring the head of an intelligence service, in these specific circumstances, to make a report to the ISC on what the exception is. In even more exceptional circumstances, I understand that the ISC can also communicate with the Prime Minister alone—it has no obligation to do anything else.
I believe that that sensible mechanism would give us confidence, in drafting the Bill, that there is no get-out clause. Critically, it would also restore trust even within our intelligence community on how it operates. We do not need to go back over all the evidence that we heard from an employee of the BBC, for example. I hope the Minister can take on board the thrust of what I am saying in the amendment, and perhaps she can even see fit to endorse it.
As the hon. Gentleman stated, amendment 21 would ensure that when clause 2(3) of the duty applies to the intelligence services, the head of the intelligence service must give the Intelligence and Security Committee a summary of any relevant acts or information. The Government have taken his points on board, and we are actively considering options to be introduced on Report. I commit to continuing to engage with him, other Committee members and external stakeholders to make sure that we find a way forward that is fit for the Bill and fit for protecting national security.
Amendment, by leave, withdrawn.
There is a list of public authorities on the Bill. The security services are not on there, which begs the question, why? I thank the Minister for saying that further work will be done on that and that she will be engaging with all Members across the House before Report. On that basis, we are happy to withdraw the amendments.
Clause 6 sets out that the duties in the Bill apply to the intelligence services, but it requires that proper arrangements and protections are in place to safeguard national security. As subsection (2) states, the obligation in clause 2(3) for a person to notify the inquiry or investigation does not apply to
“a person who works for an intelligence service”,
or where doing so would result in the release of security or intelligence information.
To be clear, inquiries and investigations are able to demand assistance and information from the intelligence services under the obligation in clause 2(4), but appropriate arrangements need to be in place for an inquiry or investigation to receive that sensitive information, as is the norm now. Individuals revealing acts or information outside of those arrangements could be detrimental to national security, as I am sure all hon. Members would agree.
Subsection (3) places a requirement on the heads of the intelligence services to put in place internal arrangements to ensure that those who work for the service comply with the requirements to record any acts or any information that may be relevant to an inquiry or investigation. They must inform the service if they hold such information that is not already available to it. That ensures that the services have all the information they need to discharge their obligations under the duty as an authority. However, as I have already stated, I am committed to working with hon. Members, external stakeholders and the UK intelligence services to make sure that we have as a robust Bill as possible that fulfils the aims, objectives and intentions of us all.
Clause 6 ordered to stand part of the Bill.
Clause 7
Transitional provision in relation to this Chapter
Question proposed, That the clause stand part of the Bill.
Clause 8 sets out the meaning of key terms used in this chapter of the Bill, which deals with the duty of candour and assistance. Specifically, it defines “inquiry” as meaning
“an inquiry under the Inquiries Act 2005”
and a non-statutory inquiry meaning where
“paragraph 2 of Schedule 1 applies”.
Subsection (1) defines the terms “investigations”, “position statement”, “public official” and “public authority”, and references the appropriate Act or schedule from where the definitions are drawn. Clause 8(2) defines what the individual “in charge” of a public authority means. Clause 8(3) then defines “chief executive” as meaning an
“individual working for the authority who…is responsible under the immediate authority of the board of directors for the general functions of the authority.”
The clause is essential for allowing us and any future readers to interpret the key terms used throughout the Bill.
Question put and agreed to.
Clause 7 accordingly ordered to stand part of the Bill.
Amendment made: 4, in clause 8, page 6, line 32, at end insert—
“, or
(c) an inquiry to which paragraph 3A of that Schedule applies (local authority inquiries);”—(Alex Davies-Jones.)
This amendment is consequential on amendment 7.
Clause 8, as amended, ordered to stand part of the Bill.
Clause 9
Expected standards of ethical conduct
“take all reasonable steps to”.
Amendment 49, in clause 9, page 7, line 38, at end insert—
“(d) consult with representatives of recognised trade unions to promote co-operation in the making and maintenance of the code and in checking its effectiveness.”
Amendment 47, in clause 9, page 8, line 1, leave out “set expectations” and insert “require”.
Amendment 48, in clause 9, page 8, line 1, leave out “should” and insert “must”.
Turning to amendment 46, the Bill currently states that public authorities
“must promote and take steps to maintain high standards”.
That wording permits minimal or symbolic compliance, which is exactly what the Bill sets out not to do. Clause 2(5) sets out that a public official must take “all reasonable steps” to secure public authority compliance with the duty of candour and assistance. The same “all reasonable steps” should bind public authorities to the duty of candour in chapter 2—not “promote and take steps”.
All reasonable steps is a standard with which employers and employment tribunals are familiar. Section 109 of the Equality Act 2010 sets out an employer’s duty to take “all reasonable steps” to prevent discrimination. Those reasonable steps include training for new workers, annual performance reviews, opportunity for discussion on equality and discrimination, clear messaging on posters and regular mandatory equality training for all workers. The Minister touched before on how we change culture and standards through training.
A comparison with the Equality Act 2010 is not only legally relevant; it is a source of evidence about how the law can achieve cultural change through the “all reasonable steps” standard. The Equality Act secured cultural change in matters of equality and anti-discrimination; the Hillsborough law we are debating today seeks cultural change in matters of ethics and candour. The “all reasonable steps” standard is appropriate and improves legal clarity, and I believe it is needed, so I hope that the Minister considers the amendment.
This change aligns with section 2(6) of the Health and Safety at Work etc. Act 1974, where trade union engagement has been essential in the enforcement of general duties. It also reflects that code of ethics and complies with all matters relevant to collective bargaining under the Trade Union and Labour Relations (Consolidation) Act 1992, and ensures access to training for trade union representatives, partnership in implementation and accountability embedded at all organisational levels. To change that culture, why would we not utilise one of the most important arms of that—the trade union movement? I hope the Minister considers that amendment.
On amendments 47 and 48, the current wording of
is, I feel, insufficiently directive. I would replace that with “require” that people must act in accordance. Again, it gives the clarity that we are talking about and that is needed in this Bill. Mandatory obligations will secure consistent adherence to ethical standards, candour and a big cultural change. We must be on about 80 mentions of cultural change now, but that is exactly what we are here to do, and exactly what I feel these amendments will hopefully drive.
Lastly, I want to touch on amendment 50. For the duty of candour to be effective, it must increase the obligations on public authorities to improve their own internal policy and practice. I think that is an important point from a whistleblower perspective. Existing provisions in section 43B of the Employment Rights Act 1996 set out a minimum for the protection of whistleblowers. Those provisions were not designed for the Hillsborough law, so we need to update them.
Cultural change across public authorities requires public authorities to proactively support disclosure, openness and candour. The Bill’s current provisions are insufficient to support the Government’s objective of securing that cultural change. I think that the evidence that we heard from whistleblower organisations feeds into that take on where we currently are with the legislation. Amendment 50 would ensure that a public authority’s code of conduct must contain information about the steps that a person who works for the authority may take if they believe that another person who works for the authority has failed to act in accordance with the code.
As my hon. Friend will be aware, clause 9 places a duty on public authorities to promote and maintain high standards of ethical behaviour and conduct. Professional duties of candour will be tailored to the specific sector to which they apply, making them meaningful to staff and responsive to the needs of those who use that organisation’s services. While I am grateful to my hon. Friend for suggesting these amendments, we believe that our drafting achieves the same purpose as the proposed amendments and is sufficiently clear and robust.
Amendment 49 seeks to require public authorities to consult with recognised trade unions on the creation and maintenance of a code of ethics. I thank my hon. Friend for highlighting the issue of trade union engagement. I am a proud trade unionist myself—I refer Members to my entry in the Register of Members’ Financial Interests relating to the unions that I am a member of. I agree that if a code of ethics is to be truly successful, it is important that those working for the authority and their representatives, including trade unions, should have a proper opportunity to contribute to its development.
However, given the complexity and diversity of arrangements across the public sector, the Government’s view is that it would not be advisable to prescribe standard procedural arrangements for all public authorities in this Bill. Many organisations already have an existing code of conduct or a code of ethics. These exist in different forms and may have different underpinnings and links to other organisational governance arrangements. For example, the civil service code forms part of civil service contracts, and the code of ethics in policing is produced by the College of Policing, which does not directly employ individual officers.
Adapting and adopting a code of ethics will require different processes of development, engagement and consultation for each organisation and sector. This is not a one-size-fits-all approach, nor should it be. Public sector employees and employers will have existing arrangements and consultation with trade unions. Creating a specific requirement in the Bill could create confusion and usurp the existing processes and relationship arrangements between public authorities and their trade unions. I am keen to work with my hon. Friend to consider how we can encourage employees and their representatives to be engaged in the processes of developing the codes. In fact, we are already in discussions with trade unions on how we can best include them in the process through consultation and guidance to ensure that we have the most robust practices. With those assurances, I urge my hon. Friend to withdraw his amendment.
Amendment, by leave, withdrawn.
“including the retention and disclosure of digital records including messages relevant to their public functions”.
This amendment ensures that digital messages and records are added to the duty of candour in relation to inquiries and inquests.
“(1) A public authority or public official commits an offence if—
(a) they deliberately destroy relevant information or records relevant to an inquiry, investigation, or inquest;
(b) they know that, or are reckless as to whether, the information is relevant to or required by an inquiry, investigation, or inquest.
(2) A public official who commits an offence under this section is liable—
(a) on summary conviction in England and Wales, to imprisonment for a term not exceeding the general limit in a magistrates’ court or a fine (or both);
(b) on summary conviction in Scotland, to imprisonment for a term not exceeding 12 months or a fine not exceeding the statutory maximum (or both);
(c) on summary conviction in Northern Ireland, to imprisonment for a term not exceeding six months or a fine not exceeding the statutory maximum (or both);
(d) on conviction on indictment, to imprisonment for a term not exceeding two years or a fine (or both).”
This new clause introduces an offence for wilfully destroying relevant records after a major incident that may lead to an inquiry or inquest.
New clause 3 would prevent the deliberate concealment of evidence that could obstruct investigations, hinder fact-finding and undermine public trust. I would like the Committee to consider the element of public trust here. How people perceive what happens in this place, and in the organisations and public authorities that surround us and the power structures that are there, is vital to the legitimacy that we have and that those public authorities also have. By criminalising such conduct, the clause would reinforce the obligation on public authorities and officials to maintain and safeguard records, ensuring that inquiries and inquests can access all the information necessary to understand what happened and hold the responsible parties to account. This is a way to make sure that the truth can be found in those areas and hopefully ensure that WhatsApp messages are not deleted in future.
However, the Government’s view is that the code of ethical conduct is not the correct vehicle for establishing those processes. The Public Records Act 1958 already places certain requirements on public authorities. Under that Act, the Keeper of Public Records issues guidance to supervise and guide the selection of historic records —including digital records—worthy of permanent preservation.
Disclosure to inquiries and inquests will require the detailed consideration of various factors, including the fact that the authority’s legal obligations include the duty of candour and assistance, the protection of personal or sensitive information, and the relevance to the inquiry’s terms of reference or the inquest. Authorities may also require specific legal advice. Separate and bespoke policies will therefore be required. The professional duty of candour established under clause 9 is intended to focus on what candour means for each public official going about their business in their day-to-day role. I therefore request that the hon. Member for Cheadle withdraws the amendment.
On the point about whether WhatsApp messages are covered, and specifically disappearing messages or those deleted in the course of work, as they sometimes are, the duty of candour and assistance requires all public officials and authorities to provide all relevant information. If a public official was part of a WhatsApp chat in which relevant information was exchanged, they would be obliged to inform the chair of that fact, and if disappearing messages had gone or the chats had been deleted, they would have to provide an account of what was discussed, to the best of their recollection, even if the messages had since been deleted or vanished.
It would be for each different organisation to determine what is right and appropriate. It is not for Government to tell any organisation how to run its business or manage its employees. However, we have set out the bare minimum that is expected: the Bill makes it explicitly clear that records of any information relevant to an inquiry or investigation should be kept, and that such information should be disclosed to the inquiry or investigation if requested.
Secondly, the type of conduct that the offence seeks to capture could also be covered by the new seriously improper acts offence in the Bill. Under the new offence, a person who holds public office commits an offence if they use their position to gain any benefit or detriment to themselves or another when they know, or ought to know, that doing so would be seen as being seriously improper by any reasonable person.
What constitutes a “benefit” is very wide, and we have purposefully used a wide definition in the Bill. As set out in clause 12, it specifically includes the
The concept of a person includes legal persons such as organisations. Therefore, a person commits the offence if they use their position to destroy or conceal information and records that may be relevant to any potential future inquiry, inquest or investigation in an attempt to protect themselves or their organisation from reputational harm, and they know, or ought to know, that such conduct would be seen as seriously improper by any reasonable person. That could include, for example, shredding documents or ordering that any other information be destroyed. With those assurances, I urge the hon. Member for Cheadle to withdraw his amendment.
Amendment, by leave, withdrawn.
I am aware that we have debated amendment 48, although perhaps not as fully as I would have liked. In the interests of getting our business done within the time available, I decided not to intervene in that debate. However, I believe that the particular change in amendment 24 is necessary. Where amendment 48 spoke to the duty of candour, amendment 24 speaks to the code of ethics.
There are legal minds in the room that are much better informed and trained on legal definitions than my own, but amendment 24 addresses the need to replace “may” with “must” in the code of ethics, as opposed to the duty of candour. I believe this is important given my experience in the health service, where there is a responsibility on individuals to report child abuse, or where a colleague might clearly be able to see that a surgeon carrying out procedures is repeatedly doing something injurious or harmful. By replacing the word “may” with “must”, we place a responsibility on anyone to blow the whistle on those particular issues.
In my working life I have experience, as might others present, of consultants who suppressed information relating to child abuse. We certainly heard similar evidence about surgeons during our evidence session. Colleagues will be able to think of many such examples, which is why it is important that the amendment replaces “may” with “must”.
The amendment would require individuals to take a particular course of action. This risks cutting across established disciplinary and whistleblowing regimes, with potentially significant implications for employees. I assure the hon. Gentleman that we are working across Government with the Department for Business and Trade on how we reform whistleblowing more generally, and as the Bill progresses we will be looking quite carefully at whistleblowing and protections for individuals. However, we do not think the amendment would have the intended consequences, and it might cause us more issues, so I request that the hon. Gentleman withdraw it.
With the Bill, we are saying that there must be a way of reporting. Every public organisation must have that built in but, as we have discussed, a one-size-fits-all approach does not work across all public sector authorities. What will work in the NHS will not work in the police or for probation. This all has to fit the specific authority. Therefore, there has to be a mechanism for reporting, but we are not designating a specific one.
Amendment, by leave, withdrawn.
“(b) the making by any person of disclosures which are protected disclosures in terms of section 43B of the Employment Rights Act 1996 or which would be such disclosures had they been made by a worker or employee, including information about any policies the authority has adopted in relation to the making of such disclosures;
(ba) the affording of enhanced protection to any persons making disclosures under paragraphs (a) or (b), including policies ensuring that those persons are not subjected to bullying, harassment or any other form of detriment in relation to the making of such disclosure;”.
Amendment 26, in clause 9, page 8, line 17, after “disclosures” insert “and to whom such disclosures should be made;
(ba) how a person making a protected disclosure under paragraph (b) is protected;
(bb) a list of prescribed people and bodies to whom a potential whistleblower may speak to in confidence about a relevant concern.”
This amendment would require that a public authority’s code of ethical conduct includes information on whom a person can make a protected disclosure to and how that person would be protected.
Amendment 22, in clause 9, page 8, line 17, at end insert—
“(ba) the affording of enhanced protection to any persons making disclosures under paragraphs (a) or (b), including policies ensuring that persons are not subjected to bullying, harassment or any other form of detriment in relation to the making of such disclosure”.
As has been mentioned, the Employment Rights Act 1996 tends to guide people towards the employment tribunal if something has happened. Currently, if something has gone wrong, that is where people can end up. As I mentioned last week, my understanding is that the employment tribunal has a backlog of 47,000 cases. My sense is that when the Bill comes into effect, which will not be very long, there will be masses more people who find themselves guided by the Public Interest Disclosure Act 1998 to head for the employment tribunal, which does not seem to be an adequate place for people to deal with their complaints.
The employment tribunal is for those who are considered to be a worker, be that an employee or somebody acting in a voluntary capacity. Amendment 26 would require a public authority’s code of ethical conduct to include information on the person to whom someone can make a protected disclosure—what we know as whistleblowing —and how the person would be protected against detriment. It is incredibly important that the code of ethical conduct sets out clearly how individuals can make a protected disclosure and the protections available to them.
The amendment would strengthen the whistleblowing safeguards by providing staff with clear guidance on the safe reporting of wrongdoing. It should address some of the gaps in protection without creating a specific outside body. I have already spoken to the Minister about the idea of an office of the whistleblower; I understand that is outside the scope of the Bill, but it is really important that whistleblowers can come forward with confidence while remaining within the statutory framework, and that they have somewhere safe to go.
Through the Bill, public authorities will be required to promote and maintain standards of ethical conduct, and their leaders will be held accountable for that. In doing so, leaders must ensure that their authority’s code of ethics contains information about any whistleblowing policies or procedures.
We believe that certain elements of the amendments are unnecessary. For example, while we are absolutely sympathetic to its aims, amendment 26 would require employers to provide information on prescribed persons that is already online, on gov.uk. The amendments could also introduce confusion—
Amendment 50, for example, may lead some people who work for a public authority, but are not workers, to believe that their disclosure may qualify for whistleblowing protection under the Employment Rights Act 1996. We do not wish to cause that confusion. I point the hon. Lady to our work on whistleblowers across Government, which will of course inform work on the passage of this Bill.
Amendment, by leave, withdrawn.
“(6) The Secretary of State must introduce a standard template for ethical conduct of conduct for completion by public authorities which satisfies the requirements in this section and which may be added to by public authorities to include information specific to their organisation or function.”
This amendment would require the Secretary of State to introduce standard template to ensure a consistent and high standard approach to completion of code of ethical conduct documentation across public authorities.
Amendment 25, in clause 9, page 8, line 25, leave out “may” insert “must”.
Amendment 23, in clause 9, page 9, line 5, at end insert—
“(13) The Secretary of State must ensure appropriate and adequate funding is provided to enable public authorities to train public officials so that they are aware of the standards contained within the code of conduct relating to them.”
New clause 4—Monitoring compliance with duties under the Act—
“(1) The Secretary of State must commission and publish annually an independent report which monitors public authorities’ compliance with their duties under the Act.
(2) The report must assess—
(a) public authorities’ record-keeping, disclosures and responses to inquiries and investigations;
(b) the effectiveness of enforcement and sanctions provisions in the Act in helping to ensure that public authorities and public officials perform their functions in line with the duty of candour in their dealings with inquiries and investigations; and
(c) the effectiveness of the provisions in the Act for supporting persons, including public officials, making protected disclosures and for reporting wrongdoings to an inquiry or investigation following a major incident.
(3) The Secretary of State must lay a copy of each report before both Houses of Parliament.
(4) The first report must be laid within the period of 12 months of the passing of this Act.
(5) Each subsequent report must be laid annually beginning with the day on which the previous report was laid.”
This new clause requires the Secretary of State to commission and publish annually an independent report with the purpose of providing an oversight mechanism to monitor compliance with duties under the Act.
I am hoping—by misspelling everything—to promote clarity, uniformity and accessibility, making it easy for staff to understand their obligations and the processes for reporting wrongdoing. By standardising the minimum content in ethical codes, the amendment would strengthen accountability, support a culture of integrity and help to ensure that protections, such as those for whistleblowers, are applied effectively across all public authorities and organisations. I recognise that the Minister has spoken pretty strongly against doing this; none the less, I am seeking clarity. Having a minimum standard set by the Secretary of State might be helpful, but I recognise that the Minister has already had a good old go at saying no.
The Minister has told me that the money resolution has already been passed, and there are no new additional resources attached to this Bill, other than in relation to legal aid—I think that is in the schedules. Amendment 23 seeks to ask the Minister to reconsider that in the light of what I have said about training needs. One only has to think of things such sexual harassment, equality training, and so on, and the massive training requirement that fell upon the public bodies many years ago. I was one of those who underwent that training. It was a significant training requirement, and I expect that the duty of candour and the code of ethics, and so on, will also have a major training requirement. With amendment 23, I am asking the Government to reconsider whether adequate funding is available to organisations to undertake the training that will follow from passing this Bill.
First, amendment 28 would require there to be a standard template for a code of ethics. The Government recognise the importance of supporting public authorities to develop their codes of ethical conduct, and we commit to doing so. Clause 10 confers a power on the Secretary of State and the devolved Governments to issue guidance that authorities will be required to have regard to when drawing up codes for their organisations.
The newly established Ethics and Integrity Commission will in time also have a role in supporting public bodies by making toolkits, best practice and guidance available for public sector bodies. Although we envisage that standard templates will be useful, as I have already said, there is no one-size-fits-all approach. We wish to retain the flexibility to allow each individual organisation and sector to consider what would work best for them, but support will of course be available for them in doing so.
Amendment 25 would require a public authority to modify its code for specified circumstances or for specified people who work for the authority. I want to reassure Members that clause 9(7) provides for public authorities to specify that their code may apply with modifications in specified circumstances or to people of a specified description who work for the authority.
The intention of clause 9(7) is to enable authorities to reflect different expectations or obligations that apply to different groups of employees—for example, a school’s code of conduct may apply differently to teachers and janitorial staff. It could also reflect different processes that apply in different situations, for example, in an emergency situation compared with everyday business as usual. The Government’s view is that it should be for the authority to determine whether and how it uses that flexibility, noting that it must set out the reasons for doing so—that is important. We do not think that authorities should be required to do so, which is what the effect of amendment 25 would be.
Amendment 23 would require the Secretary of State to ensure that adequate funding is available to public authorities to provide training to their officials on compliance with the code of ethical conduct. I again want to assure hon. and right hon. Members that the Government have an ambitious plan for the implementation of the Bill. The Bill is just one part of the puzzle; it needs to be implemented fully, workably and effectively. It is just part and start of the culture change that we want to see in public sector organisations. The plans will of course include training for public servants, as well as oversight of the codes themselves.
A number of public sector organisations are already working on cultural or leadership programmes, and implementation of the Bill may be undertaken alongside or as part of existing initiatives to ensure that the code is seen as central to driving change in the organisation’s culture on a sustainable basis. The Bill requires public authorities to promote and maintain standards of ethical conduct among those who work for the authority. The duty ensures public authorities will be accountable, while allowing flexibility for the practical arrangements that each authority might put in place. I hope that assures the hon. Member for Aberdeenshire North and Moray East, and I am happy to work with him and others on the implementation of the Bill as it goes forward.
Finally, new clause 4 would require the Secretary of State to commission an independent report setting out whether and how public authorities have complied with the duty of assistance and candour. The Government agree that it is essential that the duties in the Bill are properly upheld and enforced. That is why the Government are ensuring independent oversight of implementation of the Bill’s provisions. The Government have committed to commissioning an annual independent assessment report to ensure that public bodies are complaint with the codes of ethics requirement in the Bill. That report will make clear which parts of the public sector are rising to the challenge and which are failing to do so. We will not be afraid to name and shame who is abiding and who is not.
Compliance with the duty of candour and assistance at inquiries and investigations can, sadly, be judged only by the inquiry or investigation itself. They are responsible for monitoring compliance with the legal duty and for taking enforcement action, such as referring the case for criminal proceedings if necessary. I would like to assure all Committee members that the Government are absolutely committed to ensuring effective implementation of all the measures in the Bill and to achieving the cultural change that is so desperately needed. I therefore urge hon. Members not to press their amendments.
Amendment, by leave, withdrawn.
Question proposed, That the clause stand part of the Bill.
Under the Bill, all public authorities will be required to adopt a code of ethical conduct. This will ensure comprehensive coverage across the public sector. It will not be enough to simply have a code; authorities will be legally required to publish their codes and take active steps to make their staff aware of the code, and the consequences of failing to comply with it.
Clause 9(4) and (5) set out minimum standards that all codes must meet. Each code must establish a professional duty of candour, and an expectation that those working for the authority will act with candour at all times. Professional duties of candour will be tailored to the sectors to which they apply; they will be meaningful to staff and responsive to the needs of those who use an organisation’s services. The code must set out the practical ways in which ethical standards should be upheld and the disciplinary consequences of failing to act in accordance with the code. This will ensure that the code acts as an aspirational document, setting out best practice, but also as an effective deterrent against unethical behaviour.
Ensuring there are routes where individuals can raise concerns about public institutions is essential for ensuring that issues are identified and addressed as early as possible. Clause 9(5) requires an authority’s code to set out: how staff can raise concerns if they think their colleagues are not acting in accordance with the code; how staff can make protected disclosures, including any whistleblowing policies; and a clear process for external complaints about the conduct of the authority or those working for it.
Recognising the diversity of the public sector, the Bill includes some flexibilities. A code can provide for its standards to apply differently in specific circumstances or to specific groups of people, but it must set out reasons for doing so. For example, it may not be appropriate to apply all of the same standards to doctors as to the cleaning staff in an NHS trust. The Bill allows a public authority to adopt a code produced by another body. For example, schools can adopt a code published by the Department for Education, or local authorities can adopt codes from the Local Government Association. This is to ensure consistency across sectors and will minimise the burdens on smaller organisations.
Question put and agreed to.
Clause 9 accordingly ordered to stand part of the Bill.
Schedule 2
Non-statutory inquiries
“or by the holder of a particular office”.
Amendment 59, in schedule 2, page 42, line 32, leave out lines 32 and 33.
Amendment 60, in schedule 2, page 42, line 38, leave out sub-paragraph (7).
Amendment 58, in schedule 4, page 46, leave out lines 33 to 37.
Schedule stand part.
Clause 10 stand part.
Amendments 59 and 60 would once again strengthen the command responsibility. The purpose of deeming what was done by an office holder as being done by a Department itself is unclear. If those words are simply intended to avoid putting command responsibility on a Minister for the actions of their Department, with respect to the compliance with the duty of candour and assistance, it potentially goes too far.
Schedule 2(3)(6) excludes civil servants from inclusion as public officials if they exercise all their functions outside the UK. I do not see the reason for this exception, and I am seeking some clarification through amendments 59 and 60. I have also tabled amendment 58 for similar reasons to those I have stated for amending schedule 2(5), which would delete sub-paragraphs (3)(d) and (2).
The definition of a “public official” in schedule 2(3) includes an individual who
“holds office under a public authority”.
By removing the explicit reference to the holder of a particular office, the amended paragraph would actually, and no doubt unintentionally, narrow the scope of what can be attributed to a Government Department. Only actions that are strictly acts of the Crown could then be attributed to a Government Department for the purposes of the duty of candour provisions and associated offence, as well as the misleading the public offence, not those done legally in the name of the Secretary of State. In our view, this would actually weaken the Bill, and I therefore urge my hon. Friend to withdraw amendment 55.
Amendments 58 to 60 seek to apply the duty of candour and assistance, along with the misconduct in public office offences in part 3, to staff employed on local contracts overseas, including consular staff at embassies. My hon. Friend is correct to note that there are two examples of this exclusion in the Bill, one from the definition of “public official” in relation to the duty of candour, and one from the definition of “civil servant” in relation to part 3. They exclude what are known as country-based staff. These are, for example, locally engaged staff who are employed by an embassy or consulate generally to do administrative or support work, such as site maintenance.
While employed by the embassy or equivalent, these individuals are subject to the laws of the country in which they live, and they are supervised by United Kingdom civil servants who are subject to all parts of the Bill. In excluding locally employed staff from the provisions in the Bill, the Bill follows all precedented approaches relating to these staff, such as the Constitutional Reform and Governance Act 2010. To take a different approach would be a significant and unprecedented change. I hope my hon. Friend understands that clarification and is content not to press amendments 58 to 60 to a vote.
I turn to schedule 2 and clause 10. Many of the Bill’s substantive provisions apply to a public authority or public official. Schedule 2 defines those terms for the purposes of part 2 of the Bill. There are different definitions of “public authority” for different parts of the Bill, and I appreciate that this can be confusing, so I hope to clarify why. Part 2 of the schedule sets out the definitions of “public authority” and “public official” for the purposes of the duty of candour and assistance and the offence of misleading the public. These are broad definitions that are intended to capture anyone, including private companies, who exercises a public function.
Paragraph (2)(4) sets out that there are express reservations for the courts, Parliament and the devolved legislatures, reflecting long-standing constitutional conventions of self-regulation and independence. The north-south bodies established under the Good Friday agreement are also excluded to avoid capturing officials in the Irish Government.
“Public official” is defined in schedule 2 as all of those who work for a public authority or hold office under a public authority—including those that the hon. Lady mentioned—and individuals who hold a relevant public office. That is defined to include offices that are established in legislation or by Ministers, where the UK or devolved Government are wholly or mainly constituted by appointment made by the Crown or Ministers, and they exercise functions of a public nature. Former public officials are also included in that—for example, retired civil servants and those who have resigned from the service. There are various exclusions, such as for individuals acting in a judicial capacity, non-executive elected members of a local authority who operate executive arrangements, and those in the private service of the Crown.
Part 3 of the schedule sets out the definition of “public authority” for the provisions on standards of ethical conduct, including the requirement to adopt a code of ethics. That definition of “public authority” is limited to the core public authorities, those commonly understood to be part of the state. The definition includes a list of named public authorities. That includes Government Departments, the devolved Governments, the armed forces, the police, local authorities, NHS bodies, schools, and any bodies that are both established by Ministers of the Crown and are wholly or mainly constituted by public appointments. That is intended to capture the wide range of arm’s length and other public bodies. The definition does, however, include the same exclusions for Parliament, the courts and those north-south bodies that were previously mentioned.
Finally, I turn to clause 10, which provides that guidance can be issued by the national authority if it wishes to do so, for the purposes of chapter 2, which relates to the standards of ethical conduct. That means that the Secretary of State and the devolved Governments can issue guidance on how public authorities can fulfil their duty to maintain high standards of ethical conduct, including in drafting and adopting their codes of ethical conduct.
Clause 9 sets out minimum standards in law that all codes must legally meet. We have the option to use guidance under clause 10 to set out best practice in each of those areas, encouraging authorities to consider what arrangements they can put in place to ensure that the highest standards of ethical conduct are in place. However, as we have already discussed, given the diversity of the public sector, there is no one-size-fits-all approach, and any guidance that is issued will allow each authority to consider how those requirements in the Bill can best be implemented to serve them in a way that best suits them and the needs of their organisations and sectors. All public authorities will be legally required to have regard to the guidance.
UK Ministers will be responsible for guidance for UK and England-only bodies, and the devolved Governments will have powers to issue guidance that relates exclusively to devolved matters. That is to reflect the devolution settlement, and it ensures that the devolved Governments can provide guidance to the public authorities to which they are responsible and—speaking as a Member of Parliament for a devolved area—also that they could potentially also be bilingual, as they would have to be to comply in Wales.
We intend to work closely with our devolved colleagues on the development of any such guidance, and I again put on record my thanks to all the devolved Governments for their collaborative and collegiate approach to working with us on the Bill to ensure that we have a unified approach.
Amendment, by leave, withdrawn.
Schedule 2 agreed to.
Clause 10 ordered to stand part of the Bill.
Ordered, That further consideration be now adjourned. —(Jade Botterill.)
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